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Below are our available positions with PV Financial Group. Click each position to view the job description.

Operations Support Specialist

AVAILABLE POSITION: LICENSED OPERATIONS SUPPORT SPECIALIST

Summary of Responsibilities

PV Financial Group is seeking a local, community-minded and driven individual to handle day-to-day operations and support for the firm and its clients.

Principal responsibilities

  • Prepare for client meetings (Create Balance Sheet, generate reports, provide supporting documents, prepare necessary forms and disclosures, review prior client meeting notes).
  • Assist with analysis and creation of individualized client financial plans and implementation of plans.
  • Input updated client financial information and values into appropriate financial planning software.
  • Complete all forms correctly and submit in a timely manner.
  • Open new accounts.
  • Handle money movement (check deposits, distribution requests, PIPs, SWPs)
  • Maintain client cost basis information.
  • Run and maintain Required Minimum Distributions lists.
  • Periodically meet with clients to complete paperwork; ensure all required forms are completed fully and accurately.
  • Conduct research on Morningstar® or COMMunityLink® as directed by the advisor.
  • Conduct investment research, reporting and analysis.
  • Place trades and/or rebalance portfolios through Commonwealth at advisor’s direction.
  • Follow up on outstanding transactions and pending paperwork with Commonwealth (e.g., transfers).
  • Maintain appropriate turnaround time on incoming items (e.g., 24 hours for checks).
  • Draft letters, as needed.
  • Prepare and send outgoing mail.
  • Regularly review Commonwealth news items, technology updates, and e-mail communications.

Required Knowledge/Skills/Competencies

  • BA or BS preferred
  • One to two years of experience in the investment/insurance/finance industry
  • FINRA Series 6 or 7 registration along with FINRA Series 63; or ability to obtain registrations within 1 year
  • High attention to detail
  • Superior organizational skills
  • Demonstrated ability to work in fast-paced environment
  • Ability to fill out forms completely and accurately
  • Ability to follow directions exactly
  • Ability to effectively prioritize workload and meet deadlines
  • Proficiency with computer programs, including MS Office Suite (e.g., Word, Excel). Experience with CRM, WealthscapeSM, and Morningstar® a plus

To Apply: Email resume and cover letter to Kelly Haber: khaber@pvfinancial.com

Financial Advisor

AVAILABLE POSITION: FINANCIAL ADVISOR

Financial Advisor Job Description

PV Financial Group (PVFG) is seeking a local, community-minded and driven Financial Advisor with a minimum of 1-2 years of previous experience to join their team.

PVFG believes that to provide first-rate service and guidance to clients, the relationship between Investor and Financial Advisor must be grounded in trust. We are seeking an Advisor with excellent communication skills, work ethic and desire to serve the community to join our dynamic team of professionals. PVFG can offer a rewarding career where you will help individuals and businesses accumulate wealth and protect their hard-earned assets.

This position is responsible for building and maintaining a book of business by using effective prospecting and sales skills to convert prospects. The position requires confidence and experience assisting clients in meeting financial goals by recommending appropriate plans and products.

Principal responsibilities

  • Sell effectively and ethically; convert prospects to clients, achieving a closing ratio of > 80 percent
  • Help individuals identify their unique financial needs and objectives:
    • Establish and define the client/advisor relationship
    • Gather data, including goals
    • Analyze and evaluate financial status
    • Develop and present financial planning recommendations and/or alternatives
    • Implement financial planning recommendations
    • Monitor the financial planning recommendations
  • Analyze clients’ income and asset situation, as requested; at least once annually, review and update financial situation
  • Recommend plans and products to help clients achieve goals; identify appropriate investment and insurance solutions (e.g., estate issues, tax considerations, retirement planning, business planning objectives)
  • Comply with all FINRA/SEC/Commonwealth compliance regulations; satisfy continuing education requirements
  • Provide personal client service:
    • Work effectively with affiliated professionals who also serve as advisors to clients
    • Develop and sustain relationships with other in-house professionals and strategic alliances; when necessary, refer clients to strategic allies (e.g., attorneys) to ensure that needs are met
    • Respond to client questions and concerns
    • Schedule and plan client meetings using the CRM system
    • Rebalance client portfolios based on advisor’s criteria and using appropriate tools (e.g., Model Management)
    • Maintain client cost basis information
  • Stay current on industry developments; service and product enhancements; regulatory issues; and client needs or wants
  • Actively participate in networking, community and firm events

Required knowledge/skills/competencies

  • BA or BS in business; advanced degree/designation a plus (e.g., MBA, CFP®, or CPA)
    • Prior enrollment or willingness to enroll in CFP certification program
    • Insurance certifications (e.g., ChFC®), as appropriate
  • FINRA Series 7, 63, 65 or 66 securities registrations
  • Minimum of 1 to 2 years of experience in the business; experience working with NFS processes and forms a plus
  • Excellent knowledge and communication of financial planning concepts and terminology
  • Excellent knowledge and communication of products, including mutual funds, stocks, bonds, insurance policies, and annuities
  • Firsthand knowledge of third-party asset management systems, including how they work, their benefits, and their drawbacks
  • Comfort discussing estate planning issues
  • Proficiency in computer programs, including MS Office Suite

Salary plus commissions

To Apply: Email resume and cover letter to Kelly Haber: khaber@pvfinancial.com

Marketing Intern

AVAILABLE POSITION: MARKETING INTERN

Marketing Intern Job Description

This position is responsible for working with the Marketing Department with implementation and execution of website updates, video/photo editing and updating social media accounts.

Principal responsibilities

  • Execute social media accounts with timely updates and posts 
  • Develop social media strategies and analytics 
  • Film and edit short videos
  • Manage and update two company websites with timely articles, posts and photos. 
  • Help with monthly newsletter
  • Write press releases and other media as needed
  • Assist in design of marketing pieces
  • Aide with coordination of firm’s events
  • Perform merges for mailings 
  • Assist in follow up on all referrals and thank all those who have made a referral   
  • Utilize our broker dealer, Commonwealth Marketing services and resources

Required knowledge/skills/competencies

  • Outstanding computer skills, including proficiency with Adobe suite and Microsoft Office suite programs
  • Ability to use Word Press to execute website updates
  • Ability to think conceptually and attend to details 
  • Excellent organizational and time management skills 
  • Ability to handle multiple tasks and operate under tight deadlines 
  • An amazing attitude and extraordinary customer service skills   
  • Pursuing a Marketing Degree a plus
  • Enjoy interacting with people face-to-face and over the telephone

To Apply: Email resume and cover letter to Kelly Haber: khaber@pvfinancial.com